There are 8 Chief Compliance Officer opportunities available in Norwich, UK all with unique requirements.
Chief Compliance Officer job duties vary from one institution to another but typically involves the following: Developing and implementing (and reviewing, if necessary) an effective compliance system for the institution that goes beyond regulatory minimums and serves as a core component of the institution’s risk management framework; implementing compliance-monitoring programs that help to identify trends, emerging risks and other issues; resolving issues of concern; conducting internal audits; performing training with personnel regarding compliance issues; and completing risk assessments.
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